Dawn Bennett Files Challenge to the SEC's Unconstitutional Administrative Proceeding in the Fourth Circuit Court of Appeals
Dawn Bennett, a long-time local financial advisor, has filed a brief in the Fourth Circuit Court of Appeals challenging the Securities and Exchange Commission's unconstitutional administrative proceeding against her and Bennett Group Financial Services, LLC. The challenged proceeding was held before an administrative law judge hired by the SEC itself, and not properly appointed by the Commission, in Washington, D.C., without Bennett's participation on the merits. The brief is a threshold challenge to the constitutionality of the SEC's administrative process.
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