Cold Spring Advisory Group Prepares Claims of Stock Broker Abuse for Victims
Unfortunately, individuals become victims of investment mismanagement and stock broker abuse every day. In fact, according to the Financial Industry Regulatory Authority (FINRA), over 800 brokerage firms were prosecuted for fraud and insider trading cases in 2015, which resulted in over $95.1 million in fines, and another $96.6 million paid in restitution for victims.
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