Cold Spring Advisory Group Educates Investors on How to Report Investment Fraud
Investment scams are real. In fact, many investors and individuals become victims of investment mismanagement and stock broker abuse every day. According to the Financial Industry Regulatory Authority (FINRA), more than 800 brokerage firms were prosecuted for investment fraud and mismanagement in 2015. These cases resulted in over $95.1 million in fines for firms and parties responsible, and another $96.6 million paid in restitution for victims.
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