Cold Spring Advisory Group Educates Investors on Actionable Offenses for Broker Abuse
It's scary to think that many investors and hard-working individuals become victims of investment mismanagement and stock broker abuse every day. In fact, according to the Financial Industry Regulatory Authority (FINRA), more than 800 brokerage firms were prosecuted for investment fraud and mismanagement in 2015, resulting in over $95.1 million in fines and $96.6 million paid in damages to victims.
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