Cold Spring Advisory Group Educates Investors on Broker Misconduct
It's scary to think that many investors and hard-working individuals become victims of investment mismanagement and stock broker abuse every day. In fact, according to the Financial Industry Regulatory Authority (FINRA), there were 785 cases involving fraud and insider trading that were prosecuted in 2016. These cases totaled over $204.2 million in fines and restitution for victims.
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